Company Filings More Search Options. An institutional investment manager that uses the U.

In general, an institutional investment manager is: Institutional investment managers can include investment advisers, banks, insurance companies, broker-dealers, pension funds, and corporations. Form 13F is required to be filed within 45 days of the end of a calendar quarter.

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The Form 13F report requires disclosure of the name of the institutional investment manager that files the report, and, with respect to each section 13 f security over which it exercises investment discretion, the name and class, the CUSIP formulaire stock options, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value.

The shares of open-end investment companies i. Section 13 f securities can be found on do commodity brokers make money Official List of Section 13 f Securities.

The Official List is published quarterly and is available for free on the SEC's website. It is not formulaire stock options in paper copy format or on computer disk. You can search for and retrieve Form 13F filings using the SEC's EDGAR database.

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To find the filings of a particular money manager, enter the money manager's name in the Company Name field. To see all recently filed 13Fs, use the " Latest Filings " search function and enter "13F" in the Form Type box.

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